Regulatory Compliance

Regulatory Compliance

We do provide best of class Anti Money Laundering, Counter Terrorist Financing and Regulatory Compliance services to our clients. This includes but not limited to;

Audits

Regular and special audits either opted by clients or as required by the regulator under the law- These Audits cover the compliance with relevant laws, regulations, controls and international requirements if any

Consulting

This covers the requirements of the businesses and establishing a compliance function and meeting the regulatory requirements. This also includes developing Regulatory Compliance programs (Part A&B) for the businesses depending upon their needs and the requirements of the law. This also covers the underlying Risk Assessment and Management methodologies. Development and implementation of Fraud Prevention Policies and Procedures

Training

Training is an important component of the Regulatory Compliance program and is critical while handling Money Laundering Risks. We provide best of the offsite and onsite training to the staff and people engaged in Regulatory Compliance stuff. Training is designed to best impart knowledge and practical aspects of Money Laundering Risks and Terrorism Financing Risks

Regulatory Compilance

  • The Regulatory Compliance covers compliance with various international laws, regulations and best practices including  Foreign Account Tax Compliance Act (FATCA), Dodd Frank Act (Volker’s Rule), FATF Recommendations, Wolfsberg Principles, Office of Foreign Assets Control etc.
  • Compliance with various prudential Standards of APRA which includes CPS 220, 510, 231 etc. and selected ASIC requirements

We strongly recommend you to feel free to contact us for a free professional Advise/Assessment and discuss your needs to allow us to help and support you in best possible way

Reference Links

  • www.austrac.gov.au
  • www.acams.org
  • www.fatf-gafi.org
  • www.bis.org
  • www.apgml.org
  • www.un.org
  • www.imolin.org
  • www.europa.eu
  • www.egmontgroup.org
  • www.wolfsberg-principles.com
  • www.worldbank.org
  • www.treasury.gov
  • www.fca.org.uk
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